Overview

Originate new accounts, see ‘money in motion’ events as they transpire and build stronger relationships with your clients through social networks.

  • What you need to know about the SEC & FINRA social media rules and regs
  • The business case for financial services providers to use social media
  • Professional social media etiquette and engaging with third-parties
  • Best practices for LinkedIn, Twitter, Facebook and satisfying audit trails
  • Rules concerning online advertising vs. online public appearances

This is not legal advice or current commentary or analysis. You are viewing 2014 open sourced material and should not rely on its content from a legal perspective.

Using Social Media for Financial Services

Social Media for Financial Services Providers is a comprehensive, self-paced social media training course for financial services professionals including financial advisers, investment advisers and registered principals.

Social Media for Financial Services Providers is a comprehensive, self-paced social media training course for financial services professionals including financial advisers, investment advisers and registered principals.

In this course, we would cover the following:

  1. Intro Lecture
  2. Disclaimer
  3. Business Case: Why Use Social Media?
  4. Social Media Etiquette
  5. Facebook for Financial Services
  6. LinkedIn for Financial Services
  7. Twitter for Financial Services
  8. General Regulatory Concerns & Advertising v. Public Appearances
  9. Advertising v. Third Party Content
  10. Testimonials
  11. Record Keeping Requirements
  12. Other Regulations and Concerns
  13. Regulation Fair Disclosure
  14. Risk Management Escalation Procedure

FAQs

The course starts now and never ends! It is a completely self-paced online course – you decide when you start and when you finish.

How does lifetime access sound? After enrolling, you have unlimited access to this course for as long as you like – across any and all devices you own.

We would never want you to be unhappy! If you are unsatisfied with your purchase, contact us in the first 30 days and we will give you a full refund.

Get started now!